Form 4 for REPL Replimune Group, Inc.
Accepted 2021-08-06 00:00:00 ET · period of report 2021-08-04 · accession 0001104659-21-101719 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-06 | 2021-08-04+ | REPL | Esposito Pamela | Chief Business Off | M - OptEx | $15.50 | +30.0K | 236.0K | +15% | +$465.0K |
| DM | 2021-08-06 | 2021-08-04+ | REPL | Esposito Pamela | Chief Business Off | S - Sale+OE | $35.08 | -30.0K | 210.2K | -12% | -$1.05M |
| DM | 2021-08-06 | 2021-08-04+ | REPL | Esposito Pamela | Chief Business Off | M - OptEx | $0.00 | -30.0K | 71.5K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-04 | M | A | 4,200 | $15.50 | 214,359 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-05 | M | A | 25,800 | $15.50 | 235,959 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-05 | S | D | 25,800 | $35.09 | 210,159 | D | — | — | (F3) The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $35 to $35.38. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F4) Following the sales reported on this Form 4, the reporting person continues to beneficially own 210,159 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 458,102 shares of the Issuer's common stock, 300,811 of which are exercisable as of the date hereof. |
| 4 | Common | Common Stock | 2021-08-04 | S | D | 4,200 | $35.00 | 210,159 | D | — | — | (F2) The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $35 to $35.05. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-08-05 | M | D | 25,800 | $0.00 | 45,750 | D | $15.50 · — to 2029-04-01 | 25,800 Common Stock | (F5) 25% of the shares underlying this stock option vested on April 1, 2020, and the remainder of the shares underlying this stock option vested or will vest, as applicable, in 36 approximately equal monthly installments thereafter. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-08-04 | M | D | 4,200 | $0.00 | 71,550 | D | $15.50 · — to 2029-04-01 | 4,200 Common Stock | (F5) 25% of the shares underlying this stock option vested on April 1, 2020, and the remainder of the shares underlying this stock option vested or will vest, as applicable, in 36 approximately equal monthly installments thereafter. |