Form 4 for TYGO TIGO ENERGY, INC.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-10 · accession 0001104659-21-103548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-11 | 2021-08-10 | TYGO | ROTH GORDON J | CFO | P - Purchase | $10.00 | +13.7K | 98.8K | +16% | +$136.7K |
| DI | 2021-08-11 | 2021-08-10 | TYGO | ROTH GORDON J | CFO | P - Purchase | $10.00 | +105.5K | 762.5K | +16% | +$1.05M |
| D | 2021-08-11 | 2021-08-10 | TYGO | ROTH GORDON J | CFO | P - Purchase | — | +6,833 | 6,833 | New | — |
| DI | 2021-08-11 | 2021-08-10 | TYGO | ROTH GORDON J | CFO | P - Purchase | — | +52.7K | 52.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | P | A | 13,667 | $10.00 | 98,810 | D See Footnote | — | — | (F1) The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. (F2) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. |
| 2 | Common | Common Stock | 2021-08-10 | P | A | 105,472 | $10.00 | 762,528 | I | — | — | (F1) The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. |
| 3 | Derivative | Warrants to purchase Common Stock | 2021-08-10 | P | A | 6,833 | — | 6,833 | D See Footnote | $11.50 · — to — | 6,833 Common Stock | (F1) The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. (F2) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. (F3) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F4) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
| 4 | Derivative | Warrants to purchase Common Stock | 2021-08-10 | P | A | 52,736 | — | 52,736 | I | $11.50 · — to — | 52,736 Common Stock | (F1) The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. (F3) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F4) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |