Form 4 for RSSS Research Solutions, Inc.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-06-11 · accession 0001104659-21-103609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-11 | 2021-08-05 | RSSS | AHLBERG SCOTT | COO | A - Grant | $0.00 | +22.3K | 402.3K | +6% | $0 |
| D | 2021-08-11 | 2021-06-11 | RSSS | AHLBERG SCOTT | COO | M - OptEx | $1.25 | +1,500 | 380.0K | +0.4% | +$1,875 |
| D | 2021-08-11 | 2021-06-11 | RSSS | AHLBERG SCOTT | COO | M - OptEx | $1.00 | -1,500 | 0 | -100% | -$1,500 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-05 | A | A | 22,303 | $0.00 | 402,341 | D | — | — | (F1) Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested. |
| 2 | Common | Common Stock | 2021-06-11 | M | A | 1,500 | $1.25 | 380,038 | D | — | — | |
| 3 | Derivative | Common Stock Warrants (right to buy) | 2021-06-11 | M | D | 1,500 | $1.00 | 0 | D | $1.25 · 2016-06-24 to 2021-06-23 | 1,500 Common Stock | (F2) The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock. |