Form 4 for BWEN BROADWIND, INC.
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-17 · accession 0001104659-21-107768 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-19 | 2021-08-17+ | BWEN | KUSHNER STEPHANIE K | Dir | S - Sale | $3.12 | -15.0K | 343.3K | -4% | -$46.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | S | D | 7,500 | $3.13 | 350,806 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $3.05 to $3.195; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. |
| 2 | Common | Common Stock | 2021-08-18 | S | D | 7,500 | $3.12 | 343,306 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $3.04 to $3.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. (F4) Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. |