Form 4 for HGTY Hagerty, Inc.
Accepted 2021-08-25 00:00:00 ET · period of report 2021-04-09 · accession 0001104659-21-109269 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-25 | 2021-04-09 | HGTY | Friedman Martin S. | Dir | P - Purchase | — | +25.0K | 25.0K | New | — |
| D | 2021-08-25 | 2021-04-09 | HGTY | Friedman Martin S. | Dir | P - Purchase | — | +12.5K | 12.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common stock, par value $0.0001 | 2021-04-09 | P | A | 25,000 | — | 25,000 | D | — | — | (F1) The shares of Class A common stock are held as part of the public units ("Public Units") of Aldel Financial Inc. (the "Company"), with each Public Unit consisting of one share of Class A common stock, par value $0.0001 per share ("Common Stock") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"). (F2) The Public Units were purchased for $10.00 per unit. |
| 2 | Derivative | Warrant | 2021-04-09 | P | A | 12,500 | — | 12,500 | D | $11.50 · — to — | 12,500 Class A Common stock, par value $0.0001 | (F1) The shares of Class A common stock are held as part of the public units ("Public Units") of Aldel Financial Inc. (the "Company"), with each Public Unit consisting of one share of Class A common stock, par value $0.0001 per share ("Common Stock") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"). (F2) The Public Units were purchased for $10.00 per unit. (F3) The Warrants included in the Public Units will become exercisable at any time commencing on the later of (a) 12 months from April 12, 2021, the closing date of the Company's initial public offering, or (b) 30 days after the completion of the Company's initial business combination. (F4) The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. |