Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-08-25 00:00:00 ET · period of report 2021-08-23 · accession 0001104659-21-109445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-25 | 2021-08-23 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | — | +11.7K | 481.0K | +2% | — |
| D | 2021-08-25 | 2021-08-23 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | $0.00 | -11.7K | 31.1K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-23 | M | A | 11,669 | — | 480,960 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2021-08-23 | M | D | 11,669 | $0.00 | 31,122 | D | — · — to — | 11,669 Common Stock | (F2) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |