Form 4 for INOD INNODATA INC
Accepted 2021-08-30 00:00:00 ET · period of report 2021-08-26 · accession 0001104659-21-111094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-30 | 2021-08-26+ | INOD | MISHRA ASHOK | EVP, COO | M - OptEx | $2.45 | +11.5K | 5,168 | New | +$28.1K |
| DM | 2021-08-30 | 2021-08-26+ | INOD | MISHRA ASHOK | EVP, COO | S - Sale+OE | $8.18 | -11.5K | 0 | -100% | -$93.8K |
| DM | 2021-08-30 | 2021-08-26+ | INOD | MISHRA ASHOK | EVP, COO | M - OptEx | $0.00 | -11.5K | 148.7K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-27 | M | A | 5,000 | $2.45 | 5,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-26 | S | D | 1,300 | $8.00 | 0 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-08-26 | M | A | 1,300 | $2.45 | 1,300 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-30 | S | D | 5,168 | $8.28 | 0 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-08-27 | S | D | 5,000 | $8.13 | 0 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-08-30 | M | A | 5,168 | $2.45 | 5,168 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-27 | M | D | 5,000 | $0.00 | 143,700 | D | $2.45 · — to 2026-12-29 | 5,000 Common Stock | (F4) These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-30 | M | D | 5,168 | $0.00 | 138,532 | D | $2.45 · — to 2026-12-29 | 5,168 Common Stock | (F4) These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-26 | M | D | 1,300 | $0.00 | 148,700 | D | $2.45 · — to 2026-12-29 | 1,300 Common Stock | (F4) These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019. |