Form 4/A for GYRO Gyrodyne, LLC

Accepted 2021-08-30 00:00:00 ET · period of report 2021-08-27 · accession 0001104659-21-111223 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MA	2021-08-30	2021-08-27+	GYRO	POPLAR POINT CAPITAL PARTNERS LP	Former 10% Owner	S - Sale	$13.03	-36.2K	149.9K	-19%	-$471.8K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-30	S	D	6,200	$13.00	143,704	D	—	—	(F2) As the investment advisor to PPCP, PPCM may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of PPCP, PPCGP may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. Fakhry's position as the manager of PPCM and PPCGP, Mr. Fakhry may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. (F1) In addition to Poplar Point Capital Partners LP, a Delaware limited partnership ("PPCP"), this Form 4 is being filed jointly by Poplar Point Capital Management LLC, a Delaware limited liability company ("PPCM"), Poplar Point Capital GP LLC, a Delaware limited liability company ("PPCGP"), and Jad Fakhry, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as PPCP and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").
2	Common	Common Stock	2021-08-27	S	D	30,000	$13.04	149,904	D	—	—	(F2) As the investment advisor to PPCP, PPCM may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of PPCP, PPCGP may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. Fakhry's position as the manager of PPCM and PPCGP, Mr. Fakhry may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. (F1) In addition to Poplar Point Capital Partners LP, a Delaware limited partnership ("PPCP"), this Form 4 is being filed jointly by Poplar Point Capital Management LLC, a Delaware limited liability company ("PPCM"), Poplar Point Capital GP LLC, a Delaware limited liability company ("PPCGP"), and Jad Fakhry, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as PPCP and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").