Form 4 for PLUG PLUG POWER INC
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-28 · accession 0001104659-21-111565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-28 | PLUG | MIDDLETON PAUL B | CFO, Senior VP | M - OptEx | — | +66.7K | 310.0K | +27% | — |
| D | 2021-08-31 | 2021-08-28 | PLUG | MIDDLETON PAUL B | CFO, Senior VP | F - Tax | $26.60 | -32.0K | 278.1K | -10% | -$850.3K |
| D | 2021-08-31 | 2021-08-28 | PLUG | MIDDLETON PAUL B | CFO, Senior VP | M - OptEx | $0.00 | -66.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-28 | M | A | 66,667 | — | 310,032 | D | — | — | (F1) Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. |
| 2 | Common | Common Stock | 2021-08-28 | F | D | 31,967 | $26.60 | 278,065 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-08-28 | M | D | 66,667 | $0.00 | 0 | D | — · — to — | 66,667 Common Stock | (F1) Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. (F3) On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. |