Form 4 for ATER Aterian, Inc.
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-30 · accession 0001104659-21-111879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-09-01 | 2021-08-30 | ATER | Puzovic Jelena | 10% | S - Sale | $7.15 | -68.4K | 4.91M | -1% | -$489.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock ($0.0001 par value) | 2021-08-30 | S | D | 68,406 | $7.15 | 4,906,401 | I By: 9830 Macarthur, LLC | — | — | (F2) All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.99 to $7.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range. (F1) 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Children's Trust UA 1/2/2017 (the "Trust") is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |