Form 4 for GKOS GLAUKOS Corp
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0001104659-21-114673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-10 | 2021-09-08 | GKOS | Kliman Gilbert H | Dir | J - Other | $0.00 | -3,900 | 4,876 | -44% | $0 | |
| I | 2021-09-10 | 2021-09-08 | GKOS | Kliman Gilbert H | Dir | J - Other | $0.00 | +3,900 | 13.0K | +43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-08 | J | D | 3,900 | $0.00 | 4,876 | D By InterWest Venture Management Company | — | — | (F2) Includes 3,362 restricted stock units that have not yet vested or been delivered to the Reporting Person. (F3) Consists of shares owned by IVMC. The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC. |
| 2 | Common | Common Stock | 2021-09-08 | J | A | 3,900 | $0.00 | 12,985 | I | — | — |