Form 4 for DNUT Krispy Kreme, Inc.

Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001104659-21-115151 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-13	2021-09-09+	DNUT	JAB Investments S.a r.l.	10%	P - Purchase	$15.97	+583.0K	9.14M	+7%	+$9.31M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2021-09-10	P	A	373,889	$16.05	9,516,291	D	—	—	(F4) On September 10, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. (F5) The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.6800 to $16.2800, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. (F3) These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
2	Common	Common Stock, par value $0.01 per share	2021-09-09	P	A	209,084	$15.84	9,142,402	D	—	—	(F1) On September 9, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. (F2) The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.3700 to $16.2300, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. (F3) These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.