Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001104659-21-116534 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-16 | 2021-09-14 | SOFI | Heavener Micah | Head of Ops | F - Tax | $14.57 | -14.7K | 111.0K | -12% | -$214.5K |
| D | 2021-09-16 | 2021-09-14 | SOFI | Heavener Micah | Head of Ops | M - OptEx | — | +35.5K | 125.7K | +39% | — |
| D | 2021-09-16 | 2021-09-14 | SOFI | Heavener Micah | Head of Ops | M - OptEx | $0.00 | -35.5K | 300.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | F | D | 14,724 | $14.57 | 110,977 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2021-09-14 | M | A | 35,539 | — | 125,701 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-14 | M | D | 35,539 | $0.00 | 300,710 | D | — · — to — | 35,539 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |