Form 4 for MOBX MOBIX LABS, INC

Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-20 · accession 0001104659-21-118023 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2021-09-21	2021-09-20	MOBX	Ma Jiong	CEO, Pres, Dir	D - Sale to Iss	$0.00	-255.9K	1.56M	-14%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Ordinary Shares	2021-09-20	D	D	255,903	$0.00	1,562,032	I See footnote	—	—	(F1) The ordinary shares are described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-257459) (the "Registration Statement") and have no expiration date. On September 20, 2021, in connection with the expiration of the underwriters' over-allotment option originally granted to the underwriters in connection with the Issuer's initial public offering of units, as described in the Registration Statement, the Reporting Person surrendered 255,903 ordinary shares to the Issuer. (F2) Chavant Capital Partners LLC is the record holder of the securities reported herein. Jiong Ma is the manager of Chavant Capital Partners LLC and has voting and investment discretion with respect to the securities held of record by Chavant Capital Partners LLC. Ms. Ma disclaims any beneficial ownership of the securities held by Chavant Capital Partners LLC other than to the extent of any pecuniary interest she may have therein, directly or indirectly.