Form 4 for ABR ARBOR REALTY TRUST INC
Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-29 · accession 0001104659-21-122096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-01 | 2021-09-29 | ABR | ARBOR COMMERCIAL MORTGAGE LLC | 10% | J - Other | — | -27.1K | 10.67M | -0.3% | — |
| D | 2021-10-01 | 2021-09-29 | ABR | ARBOR COMMERCIAL MORTGAGE LLC | 10% | J - Other | — | -27.1K | 10.67M | -0.3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Special Voting Preferred Stock, par value $0.01 per share | 2021-09-29 | J | D | 27,138 | — | 10,665,530 | D | — | — | (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. |
| 2 | Derivative | Partnership Common Units | 2021-09-29 | J | D | 27,138 | — | 10,665,530 | D | — · — to — | 27,138 Common Stock, par value $0.01 per share | (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. (F2) Not applicable. |