InsiderTrades

Form 4 for ABR ARBOR REALTY TRUST INC

Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-29 · accession 0001104659-21-122100 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2021-10-01 2021-09-29 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% J - Other — -27.1K 10.67M -0.3% —
DI 2021-10-01 2021-09-29 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% J - Other — -27.1K 10.67M -0.3% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Special Voting Preferred Stock, par value $0.01 per share 2021-09-29 J D 27,138 — 10,665,530 I By Arbor Commercial Mortgage, LLC — — (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. (F2) Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
2 Derivative Partnership Common Units 2021-09-29 J D 27,138 — 10,665,530 I By Arbor Commercial Mortgage, LLC — · — to — 27,138 Common Stock, par value $0.01 per share (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. (F2) Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. (F3) Not applicable.