Form 4 for ESOA Energy Services of America CORP

Accepted 2021-10-08 00:00:00 ET · period of report 2021-10-06 · accession 0001104659-21-124776 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-10-08	2021-10-06	ESOA	Williams Joseph L	Dir	C - Cnv Deriv	—	+16.8K	139.7K	+14%	—
D	2021-10-08	2021-10-06	ESOA	Williams Joseph L	Dir	C - Cnv Deriv	—	-1	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-10-06	C	A	16,836	—	139,650	D	—	—	(F2) Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.
2	Derivative	Series A Convertible Preferred Stock	2021-10-06	C	D	1	—	0	D	— · 2021-09-01 to —	16,836 Common Stock	(F2) Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. (F1) Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.