Form 4 for IPWR Ideal Power Inc.
Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-08 · accession 0001104659-21-125882 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-13 | 2021-10-08+ | IPWR | Lesster Laban E | Dir | M - OptEx | $2.39 | +10.0K | 879 | New | +$23.9K |
| DM | 2021-10-13 | 2021-10-08+ | IPWR | Lesster Laban E | Dir | S - Sale+OE | $14.18 | -10.0K | 0 | -100% | -$141.8K |
| DM | 2021-10-13 | 2021-10-08+ | IPWR | Lesster Laban E | Dir | M - OptEx | $0.00 | -10.0K | 10.8K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-08 | M | A | 3,291 | $2.39 | 3,291 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-08 | S | D | 3,291 | $14.24 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.71, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 through 5. |
| 3 | Common | Common Stock | 2021-10-11 | M | A | 3,430 | $2.39 | 3,430 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-13 | S | D | 879 | $14.11 | 0 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.19, inclusive. |
| 5 | Common | Common Stock | 2021-10-12 | M | A | 2,400 | $2.39 | 2,400 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-12 | S | D | 2,400 | $14.06 | 0 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.20, inclusive. |
| 7 | Common | Common Stock | 2021-10-13 | M | A | 879 | $2.39 | 879 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-11 | S | D | 3,430 | $14.21 | 0 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.61, inclusive. |
| 9 | Derivative | Option to Purchase Stock | 2021-10-08 | M | D | 3,291 | $0.00 | 14,306 | D | $2.39 · — to 2030-01-10 | 3,291 Common Stock | (F6) The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. |
| 10 | Derivative | Option to Purchase Stock | 2021-10-12 | M | D | 2,400 | $0.00 | 8,476 | D | $2.39 · — to 2030-01-10 | 2,400 Common Stock | (F6) The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. |
| 11 | Derivative | Option to Purchase Stock | 2021-10-13 | M | D | 879 | $0.00 | 7,597 | D | $2.39 · — to 2030-01-10 | 879 Common Stock | (F6) The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. |
| 12 | Derivative | Option to Purchase Stock | 2021-10-11 | M | D | 3,430 | $0.00 | 10,786 | D | $2.39 · — to 2030-01-10 | 3,430 Common Stock | (F6) The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. |