Form 4 for TNDM TANDEM DIABETES CARE INC
Accepted 2021-10-20 00:00:00 ET · period of report 2021-10-15 · accession 0001104659-21-128113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-10-20 | 2021-10-15 | TNDM | ROEDER DOUGLAS A | Dir | J - Other | $0.00 | -996.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-15 | J | D | 11,568 | $0.00 | 1,892 | I See footnote | — | — | (F3) Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-10-15 | J | A | 3,766 | $0.00 | 3,766 | I See Footnote | — | — | (F4) The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee. |
| 3 | Common | Common Stock | 2021-10-15 | J | A | 11,568 | $0.00 | 13,460 | I See footnote | — | — | (F3) Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. |
| 4 | Common | Common Stock | 2021-10-15 | J | D | 1,000,000 | $0.00 | 0 | I See footnote | — | — | (F2) Shares are held directly by DB VIIII and DV VIII. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DB VIII and DV VIII, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. |