Form 4 for ASLE AerSale Corp
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0001104659-21-130109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-26 | 2021-10-22 | ASLE | Barimo Basil | See Remarks | C - Cnv Deriv | — | +17.3K | 62.4K | +38% | — |
| D | 2021-10-26 | 2021-10-22 | ASLE | Barimo Basil | See Remarks | F - Tax | $18.83 | -8,176 | 54.2K | -13% | -$154.0K |
| D | 2021-10-26 | 2021-10-22 | ASLE | Barimo Basil | See Remarks | C - Cnv Deriv | $0.00 | -17.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-22 | C | A | 17,267 | — | 62,373 | D | — | — | (F2) The Reporting Person's right to receive shares pursuant to this earn-out became fixed and irrevocable on December 22, 2020, the effective date of the merger. (F1) Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. |
| 2 | Common | Common Stock | 2021-10-22 | F | D | 8,176 | $18.83 | 54,197 | D | — | — | |
| 3 | Derivative | Contingent Earnout Shares | 2021-10-22 | C | D | 17,267 | $0.00 | 0 | D | — · — to — | 17,267 Common Stock | (F1) Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. |