Form 4 for DIT AMCON DISTRIBUTING CO
Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-26 · accession 0001104659-21-131076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-28 | 2021-10-27 | DIT | Plummer Andrew Charles | Pres, COO, Dir | M - OptEx | — | +1,666 | 28.0K | +6% | — |
| D | 2021-10-28 | 2021-10-26 | DIT | Plummer Andrew Charles | Pres, COO, Dir | A - Grant | $0.00 | +2,050 | 26.3K | +8% | $0 |
| D | 2021-10-28 | 2021-10-27 | DIT | Plummer Andrew Charles | Pres, COO, Dir | M - OptEx | $0.00 | -1,666 | 3,334 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2021-10-27 | M | A | 1,666 | — | 27,991 | D | — | — | (F2) Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the original 5,000 RSU award on October 27, 2021, October 27, 2022, and October 27, 2023. On the October 27, 2021 vesting date RSUs were settled for 1,666 shares of common stock. |
| 2 | Common | Common Stock, par value $.01 per share | 2021-10-26 | A | A | 2,050 | $0.00 | 26,325 | D | — | — | (F1) Restricted Stock Awards ("RSAs") vest as to one-third of the total original 2,050 RSA award on October 26, 2022, October 26, 2023, and October 26, 2024, subject to earlier forfeiture under certain circumstances. |
| 3 | Derivative | Restricted Stock Units | 2021-10-27 | M | D | 1,666 | $0.00 | 3,334 | D | — · — to — | 1,666 Common Stock | (F2) Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the original 5,000 RSU award on October 27, 2021, October 27, 2022, and October 27, 2023. On the October 27, 2021 vesting date RSUs were settled for 1,666 shares of common stock. |