InsiderTrades

Form 4 for SHBI SHORE BANCSHARES INC

Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-31 · accession 0001104659-21-133181 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2021-11-02 2021-10-31 SHBI Jones David S. Dir A - Grant — +4,406 4,406 New —
MI 2021-11-02 2021-10-31 SHBI Jones David S. Dir A - Grant — +40.8K 17.2K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-10-31 A A 4,406 — 4,406 D As Custodian for Children — — (F1) Received in exchange for 7,100 shares of Severn Bancorp, Inc.("SVBI") common stock in connection with the merger of SVBI into the Issuer (the "Merger"). On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
2 Common Common Stock 2021-10-31 A A 10,730 — 10,730 I By Company — — (F2) Received in exchange for 17,287 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
3 Common Common Stock 2021-10-31 A A 10,315 — 10,315 I — — (F6) Received in exchange for 16,619 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. (F7) Shares owned by Sonne Capital LLC, of which Mr. Jones is a 20% owner of with his sons and brother.
4 Common Common Stock 2021-10-31 A A 2,538 — 2,538 I By LLC — — (F5) Received in exchange for 4,089 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
5 Common Common Stock 2021-10-31 A A 17,192 — 17,192 I By Trust — — (F3) Received in exchange for 27,699 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. (F4) Shares owned by Southern Drywell, Inc., of which Mr. Jones has a 50% interest as a co-owner.