Form 4 for NXGL NEXGEL, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-10-27 · accession 0001104659-21-135460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | 2021-10-27 | NXGL | Levy Adam R. | CEO, Dir | A - Grant | $0.00 | +1.43M | 10.30M | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-27 | A | A | 1,428,750 | $0.00 | 10,295,529 | D | — | — | (F1) On October 27, 2021, the Reporting Person received a distribution of 1,428,750 shares of the Issuer's common stock from Aquamen Partners LLC ("Aquamen"). The Reporting Person held a twenty percent equity interest in Aquamen Partners prior to the distribution but no longer has any equity interest in Aquamen Partners. All of the shares distributed to the Reporting Person are "restricted securities" as defined by the Securities Act of 1933, as amended. |