Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001104659-21-136340 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05 | BOOT | Love Michael A | SVP Stores | M - OptEx | $16.11 | +18.9K | 10.6K | New | +$305.1K |
| D | 2021-11-09 | 2021-11-05 | BOOT | Love Michael A | SVP Stores | S - Sale+OE | $118.37 | -18.9K | 5,517 | -77% | -$2.24M |
| DM | 2021-11-09 | 2021-11-05 | BOOT | Love Michael A | SVP Stores | M - OptEx | $0.00 | -18.9K | 4,090 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | M | A | 2,045 | $28.63 | 24,453 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-05 | S | D | 18,936 | $118.37 | 5,517 | D | — | — | (F1) Reflects the weighted average price of sales on November 5, 2021. The shares were sold in multiple transactions at prices ranging from $116.8400 to $119.6400, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Consists of the number of shares of common stock held by the reporting person as of November 9, 2021 that are not subject to further vesting conditions. See Note 3 below. |
| 3 | Common | Common Stock | 2021-11-05 | M | A | 2,157 | $24.08 | 22,408 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-05 | M | A | 3,971 | $23.92 | 20,251 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 2,021 | $20.94 | 16,280 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-05 | M | A | 3,680 | $7.11 | 14,259 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-05 | M | A | 5,062 | $6.15 | 10,579 | D | — | — | |
| 8 | Derivative | Options | 2021-11-05 | M | D | 2,157 | $0.00 | 6,470 | D | $24.08 · — to 2030-05-21 | 2,157 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 9 | Derivative | Options | 2021-11-05 | M | D | 5,062 | $0.00 | 5,061 | D | $6.15 · — to 2025-06-05 | 5,062 Common Stock | (F4) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |
| 10 | Derivative | Options | 2021-11-05 | M | D | 3,680 | $0.00 | 0 | D | $7.11 · — to 2024-05-20 | 3,680 Common Stock | (F4) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |
| 11 | Derivative | Options | 2021-11-05 | M | D | 2,021 | $0.00 | 6,062 | D | $20.94 · — to 2030-05-21 | 2,021 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 12 | Derivative | Options | 2021-11-05 | M | D | 3,971 | $0.00 | 3,970 | D | $23.92 · — to 2026-05-24 | 3,971 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 13 | Derivative | Options | 2021-11-05 | M | D | 2,045 | $0.00 | 4,090 | D | $28.63 · — to 2029-05-20 | 2,045 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |