Form 4 for ETN Eaton Corporation
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-09 · accession 0001104659-21-136791 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-10 | 2021-11-09 | ETN | Yadav Uday | See Remarks below | M - OptEx | $81.23 | +49.6K | 48.5K | New | +$4.03M |
| DM | 2021-11-10 | 2021-11-09 | ETN | Yadav Uday | See Remarks below | S - Sale+OE | $174.32 | -49.6K | 23.7K | -68% | -$8.64M |
| DM | 2021-11-10 | 2021-11-09 | ETN | Yadav Uday | See Remarks below | M - OptEx | $0.00 | -49.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-11-09 | M | A | 24,830 | $81.96 | 48,538 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-11-09 | M | A | 24,750 | $80.49 | 48,458 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-11-09 | S | D | 24,750 | $174.33 | 23,708 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.975 - $174.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-11-09 | S | D | 24,830 | $174.31 | 23,708 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.06 - $174.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Stock Option | 2021-11-09 | M | D | 24,750 | $0.00 | 12,750 | D | $80.49 · 2020-02-26 to 2029-02-26 | 24,750 Ordinary Shares | (F5) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 6 | Derivative | Stock Option | 2021-11-09 | M | D | 24,830 | $0.00 | 0 | D | $81.96 · 2019-02-27 to 2028-02-27 | 24,830 Ordinary Shares | (F4) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |