Form 4 for DOCS Doximity, Inc.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001104659-21-138151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-12 | DOCS | MORGENTHALER VENTURE PARTNERS IX LP | 10% | J - Other | $0.00 | -8.54M | 8.54M | -50% | $0 |
| D | 2021-11-12 | 2021-11-10 | DOCS | MORGENTHALER VENTURE PARTNERS IX LP | 10% | C - Cnv Deriv | $0.00 | +17.07M | 17.07M | New | $0 |
| D | 2021-11-12 | 2021-11-10 | DOCS | MORGENTHALER VENTURE PARTNERS IX LP | 10% | C - Cnv Deriv | $0.00 | -17.07M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | J | D | 8,535,175 | $0.00 | 8,535,175 | D | — | — | (F2) These shares are directly held by Morgenthaler Venture Partners IX, L.P. ("Morgenthaler"). Morgenthaler Management Partners IX, LLC ("MMP IX") is the sole general partner of Morgenthaler. MMP IX may be deemed to indirectly beneficially own the shares held by Morgenthaler, and MMP IX disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-11-10 | C | A | 17,070,350 | $0.00 | 17,070,350 | D | — | — | (F2) These shares are directly held by Morgenthaler Venture Partners IX, L.P. ("Morgenthaler"). Morgenthaler Management Partners IX, LLC ("MMP IX") is the sole general partner of Morgenthaler. MMP IX may be deemed to indirectly beneficially own the shares held by Morgenthaler, and MMP IX disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. |
| 3 | Derivative | Class B Common Stock | 2021-11-10 | C | D | 17,070,350 | $0.00 | 0 | D | — · — to — | 17,070,350 Class A Common Stock | (F2) These shares are directly held by Morgenthaler Venture Partners IX, L.P. ("Morgenthaler"). Morgenthaler Management Partners IX, LLC ("MMP IX") is the sole general partner of Morgenthaler. MMP IX may be deemed to indirectly beneficially own the shares held by Morgenthaler, and MMP IX disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |