Form 4 for PBH Prestige Consumer Healthcare Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-12 · accession 0001104659-21-139123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-12 | PBH | Lombardi Ronald M. | Chief Executive Office | M - OptEx | $13.24 | +52.4K | 212.1K | +33% | +$693.3K |
| D | 2021-11-15 | 2021-11-12 | PBH | Lombardi Ronald M. | Chief Executive Office | S - Sale+OE | $62.78 | -52.4K | 159.7K | -25% | -$3.29M |
| D | 2021-11-15 | 2021-11-12 | PBH | Lombardi Ronald M. | Chief Executive Office | M - OptEx | $0.00 | -52.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-11-12 | M | A | 52,367 | $13.24 | 212,080 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-11-12 | S | D | 52,367 | $62.78 | 159,713 | D | — | — | (F1) Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $62.51 to $63.40. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-12 | M | D | 52,367 | $0.00 | 0 | D | $13.24 · — to 2022-05-09 | 52,367 Common Stock | (F2) The options vested 26,183 on each of May 9, 2013 and 2014 and 26,184 on May 9, 2015 |