Form 4 for HWM Howmet Aerospace
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001104659-21-139448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-11 | HWM | Shultz Barbara Lou | VP, Ctrl | S - Sale+OE | $32.30 | -2,038 | 17.3K | -11% | -$65.8K |
| D | 2021-11-15 | 2021-11-11 | HWM | Shultz Barbara Lou | VP, Ctrl | M - OptEx | $21.98 | +2,038 | 19.4K | +12% | +$44.8K |
| D | 2021-11-15 | 2021-11-11 | HWM | Shultz Barbara Lou | VP, Ctrl | M - OptEx | $0.00 | -2,038 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | S | D | 2,038 | $32.30 | 17,332 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-11 | M | A | 2,038 | $21.98 | 19,370 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | D | 2,038 | $0.00 | 0 | D | $21.98 · — to 2022-01-20 | 2,038 Common Stock | (F1) The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted. |