Form 4 for SRRK Scholar Rock Holding Corp
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001104659-21-139527 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-11+ | SRRK | Myles Edward H | CFO | X - OptEx | — | +78.3K | 29.0K | New | — |
| DM | 2021-11-15 | 2021-11-11+ | SRRK | Myles Edward H | CFO | S - Sale+OE | $35.14 | -78.3K | 24.1K | -76% | -$2.75M |
| DM | 2021-11-15 | 2021-11-11+ | SRRK | Myles Edward H | CFO | M - OptEx | $0.00 | -78.3K | 187.5K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | X | A | 49,848 | — | 73,998 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F5) The shares of common stock were acquired at a price per share of $13.83, $20.52 and $21.21 as reported in Table II. (F6) Consists of 49,848 shares of common stock and 24,150 RSUs. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU award will vest annually over four years, subject to a continued service relationship with the Issuer on such vesting date. |
| 2 | Common | Common Stock | 2021-11-12 | S | D | 49,848 | $35.12 | 24,150 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. (F3) Consists of 24,150 RSUs. |
| 3 | Common | Common Stock | 2021-11-11 | S | D | 23,574 | $35.20 | 24,150 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. (F3) Consists of 24,150 RSUs. |
| 4 | Common | Common Stock | 2021-11-15 | S | D | 4,879 | $35.05 | 24,150 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.16. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. (F3) Consists of 24,150 RSUs. |
| 5 | Common | Common Stock | 2021-11-11 | X | A | 23,574 | — | 47,724 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F5) The shares of common stock were acquired at a price per share of $13.83, $20.52 and $21.21 as reported in Table II. (F2) Consists of 23,574 shares of common stock and 24,150 restricted stock units ("RSU"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU award will vest annually over four years, subject to a continued service relationship with the Issuer on such vesting date. |
| 6 | Common | Common Stock | 2021-11-15 | X | A | 4,879 | — | 29,029 | D | — | — | (F1) This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. (F9) The shares of common stock were acquired at a price per share of $13.83 as reported in Table II. (F10) Consists of 4,879 shares of common stock and 24,150 RSUs. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU award will vest annually over four years, subject to a continued service relationship with the Issuer on such vesting date. |
| 7 | Derivative | Stock Option (Right to Buy | 2021-11-12 | M | D | 2,351 | $0.00 | 192,379 | D | $13.83 · — to 2030-07-16 | 2,351 Common Stock | (F8) Shares vest over four years, with 25% vesting on July 16, 2021, and the remainder of shares vesting in twelve (12) quarterly installments thereafter, subject to such individual's continued service relationship with the Issuer through each such date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-11-12 | M | D | 47,497 | $0.00 | 194,730 | D | $13.83 · — to 2030-07-16 | 47,497 Common Stock | (F8) Shares vest over four years, with 25% vesting on July 16, 2021, and the remainder of shares vesting in twelve (12) quarterly installments thereafter, subject to such individual's continued service relationship with the Issuer through each such date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-11-11 | M | D | 7,773 | $0.00 | 242,227 | D | $13.83 · — to 2030-07-16 | 7,773 Common Stock | (F8) Shares vest over four years, with 25% vesting on July 16, 2021, and the remainder of shares vesting in twelve (12) quarterly installments thereafter, subject to such individual's continued service relationship with the Issuer through each such date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-11-11 | M | D | 5,079 | $0.00 | 0 | D | $21.21 · 2020-07-16 to 2029-05-21 | 5,079 Common Stock | |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-11-11 | M | D | 10,722 | $0.00 | 0 | D | $20.52 · 2020-07-16 to 2028-11-19 | 10,722 Common Stock | |
| 12 | Derivative | Stock Option (Right to Buy) | 2021-11-15 | M | D | 4,879 | $0.00 | 187,500 | D | $13.83 · — to 2030-07-16 | 4,879 Common Stock | (F8) Shares vest over four years, with 25% vesting on July 16, 2021, and the remainder of shares vesting in twelve (12) quarterly installments thereafter, subject to such individual's continued service relationship with the Issuer through each such date. |