Form 4 for UTZ Utz Brands, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-01-08 · accession 0001104659-21-139605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-11 | UTZ | CC Collier Holdings, LLC | 10% | S - Sale+OE | $18.00 | -1,020 | 5.24M | -0.0% | -$18.4K |
| D | 2021-11-16 | 2021-01-08 | UTZ | CC Collier Holdings, LLC | 10% | X - OptEx | $11.50 | +232.0K | 5.24M | +5% | +$2.67M |
| D | 2021-11-16 | 2021-01-08 | UTZ | CC Collier Holdings, LLC | 10% | X - OptEx | $0.00 | -232.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | S | D | 1,020 | $18.00 | 5,242,130 | D | — | — | (F2) The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. (F4) The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. |
| 2 | Common | Common Stock | 2021-01-08 | X | A | 232,000 | $11.50 | 5,243,150 | D | — | — | (F4) The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. |
| 3 | Derivative | Warrants to purchase Class A Common Stock | 2021-01-08 | X | D | 232,000 | $0.00 | 0 | D | $11.50 · — to — | 232,000 Class A Common Stock | (F4) The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. (F5) The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. |