InsiderTrades

Form 4 for ABR ARBOR REALTY TRUST INC

Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001104659-21-140078 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2021-11-16 2021-11-12 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% D - Sale to Iss $19.48 -292.8K 2.54M -10% -$5.70M
D 2021-11-16 2021-11-12 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% D - Sale to Iss $19.48 -169.7K 924.8K -16% -$3.31M
DMI 2021-11-16 2021-11-16 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% J - Other — -337.4K 10.67M -3% —
DI 2021-11-16 2021-11-16 ABR KAUFMAN IVAN COB, CEO, Pres, Dir, 10% J - Other — -266.6K 10.67M -2% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $0.01 per share 2021-11-12 D D 292,759 $19.48 2,535,870 I By Arbor Commercial Mortgage, LLC — — (F3) Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
2 Common Common Stock, par value $0.01 per share 2021-11-12 D D 169,741 $19.48 924,835 D By Arbor Commercial Mortgage, LLC — —
3 Common Common Stock, par value $0.01 per share 2021-11-16 J D 70,716 — 2,535,870 I By Arbor Commercial Mortgage, LLC — — (F2) Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. (F3) Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
4 Common Special Voting Preferred Stock, par value $0.01 per share 2021-11-16 J D 266,638 — 10,665,530 I — — (F2) Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. (F3) Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
5 Derivative Partnership Common Units 2021-11-16 J D 266,638 — 10,665,530 I By Arbor Commercial Mortgage, LLC — · — to — 266,638 Common Stock, par value $0.01 per share (F2) Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. (F3) Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. (F4) Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis. (F5) Not applicable.