Form 4 for LVLU Lulu's Fashion Lounge Holdings, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001104659-21-140093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-15 | LVLU | CANADA PENSION PLAN INVESTMENT BOARD | 10% | C - Cnv Deriv | $0.00 | +7.50M | 7.50M | New | $0 |
| D | 2021-11-16 | 2021-11-15 | LVLU | CANADA PENSION PLAN INVESTMENT BOARD | 10% | J - Other | $2.00 | -416.7K | 0 | -100% | -$833.3K |
| D | 2021-11-16 | 2021-11-15 | LVLU | CANADA PENSION PLAN INVESTMENT BOARD | 10% | C - Cnv Deriv | $0.00 | -1.56M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | C | A | 7,500,000 | $0.00 | 7,500,000 | D | — | — | (F3) The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. |
| 2 | Common | Series B Preferred Stock | 2021-11-15 | J | D | 416,667 | $2.00 | 0 | D | — | — | (F2) The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date. (F3) The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. |
| 3 | Derivative | Series A Preferred Stock | 2021-11-15 | C | D | 1,564,817 | $0.00 | 0 | D | — · — to — | 7,500,000 Common Stock | (F3) The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. (F1) The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. |