Form 4 for ASLE AerSale Corp

Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001104659-21-140202 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-11-16	2021-11-12	ASLE	Finazzo Nicholas	CEO, Division Pres, TechOps, Dir	X - OptEx	—	+103.4K	2.93M	+4%	—
DI	2021-11-16	2021-11-12	ASLE	Finazzo Nicholas	CEO, Division Pres, TechOps, Dir	X - OptEx	$0.00	-103.4K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-12	X	A	103,363	—	2,932,249	I See footnote	—	—	(F1) On November 12, 2021 the reporting person exercised 103,363 warrants to purchase 103,636 shares of the registrant's common stock for $11.50 a share. The reporting person paid $1,188,674.50 to the registrant with respect to the exercise of the warrants. (F2) The shares of common stock are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such common stock except to the extend of any pecuniary interest herein.
2	Derivative	Warrant	2021-11-12	X	D	103,363	$0.00	0	I See footnote	$11.50 · — to —	103,363 Common Stock	(F2) The shares of common stock are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such common stock except to the extend of any pecuniary interest herein. (F3) The warrants are currently exercisable and will expire on December 22, 2025.