Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001104659-21-142087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-19 | 2021-11-17 | BOOT | Hackman Gregory V. | EVP, COO | M - OptEx | $10.83 | +9,876 | 35.9K | +38% | +$107.0K |
| D | 2021-11-19 | 2021-11-17 | BOOT | Hackman Gregory V. | EVP, COO | S - Sale+OE | $126.79 | -9,876 | 29.2K | -25% | -$1.25M |
| DM | 2021-11-19 | 2021-11-17 | BOOT | Hackman Gregory V. | EVP, COO | M - OptEx | $0.00 | -9,876 | 9,379 | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | M | A | 3,127 | $20.94 | 39,061 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-17 | M | A | 6,749 | $6.15 | 35,934 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-17 | S | D | 9,876 | $126.79 | 29,185 | D | — | — | (F1) Reflects the weighted average price of sales on November 17, 2021. The shares were sold in multiple transactions at prices ranging from $125.00 to $127.47, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 19, 2021, but excluding any shares of common stock subject to further vesting conditions. See Note 3. |
| 4 | Derivative | Options | 2021-11-17 | M | D | 6,749 | $0.00 | 6,749 | D | $6.15 · — to 2025-06-05 | 6,749 Common Stock | (F4) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |
| 5 | Derivative | Options | 2021-11-17 | M | D | 3,127 | $0.00 | 9,379 | D | $20.94 · — to 2030-05-21 | 3,127 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |