Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001104659-21-143613 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-24 | 2021-11-22 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | $6,971.20 | +348.6K | 829.5K | +72% | +$2.43B |
| D | 2021-11-24 | 2021-11-22 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | $0.00 | -348.6K | 211.4K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | M | A | 348,560 | $6,971.20 | 829,520 | I See Footnote | — | — | (F1) The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. |
| 2 | Derivative | Stock Options (right to buy) | 2021-11-22 | M | D | 348,560 | $0.00 | 211,361 | D | $0.02 · — to 2022-02-27 | 348,560 Common Stock | (F2) Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |