Form 4 for VCTR Victory Capital Holdings, Inc.
Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-29 · accession 0001104659-21-145082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-30 | 2021-11-29 | VCTR | RCP Co-Invest GP LLC | Dir, 10% | S - Sale | $34.00 | -129.6K | 2.99M | -4% | -$4.41M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-29 | S | D | 38,335 | $34.00 | 2,579,590 | I See Footnote | — | — | (F6) Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F7) RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. (F3) Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. |
| 2 | Common | Class A Common Stock | 2021-11-29 | S | D | 46,108 | $34.00 | 3,102,577 | I See Footnote | — | — | (F6) Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F7) RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. (F2) Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") |
| 3 | Common | Class A Common Stock | 2021-11-29 | S | D | 737 | $34.00 | 49,607 | I See Footnote | — | — | (F4) Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. (F6) Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F7) RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. |
| 4 | Common | Class A Common Stock | 2021-11-29 | S | D | 44,385 | $34.00 | 2,986,632 | I See Footnote | — | — | (F6) Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F5) Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. |