Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-29 · accession 0001104659-21-145398 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-01 | 2021-11-29+ | SOFI | HUTTON GEORGE THOMPSON | Dir | S - Sale | $18.52 | -120.3K | 709.3K | -14% | -$2.23M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-29 | S | D | 103,462 | $18.52 | 726,058 | I See Footnote | — | — | (F1) The reported transactions were executed in multiple trades. The purchase price of $18.5155 reported in Column 4 is the weighted average sale price for the 103,462 shares disposed of by the Reporting Person within a range of $18.50 to $18.67 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. (F3) The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. |
| 2 | Common | Common Stock | 2021-11-30 | S | D | 16,800 | $18.50 | 709,258 | I See Footnote | — | — | (F2) The reported transactions were executed in multiple trades. The purchase price of $18.5014 reported in Column 4 is the weighted average sale price for the 16,800 shares disposed of by the Reporting Person within a range of $18.50 to $18.51 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. (F3) The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. |