Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001104659-21-150565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-16 | 2021-12-14+ | OCCI | Eagle Point DIF GP I LLC | 10% | S - Sale | $25.60 | -228 | 42.7K | -0.5% | -$5,837 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 6.125% Series C Term Preferred Stock due 2026 | 2021-12-14 | S | D | 9 | $25.60 | 42,935 | I See footnotes | — | — | (F1) The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds. (F2) Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | 6.125% Series C Term Preferred Stock due 2026 | 2021-12-15 | S | D | 219 | $25.60 | 42,716 | I See footnotes | — | — | (F1) The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds. (F2) Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. |