Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001104659-21-150657 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +94.9K | 2.78M | +4% | — |
| D | 2021-12-16 | 2021-12-14 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $14.58 | -47.0K | 2.73M | -2% | -$685.7K |
| D | 2021-12-16 | 2021-12-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -94.9K | 6.86M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | M | A | 94,854 | — | 2,780,862 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-12-14 | F | D | 47,029 | $14.58 | 2,733,833 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2021-12-14 | M | D | 94,854 | $0.00 | 6,863,542 | D | — · — to — | 94,854 Common Stock | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |