Form 4 for OCGN Ocugen, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-11-16 · accession 0001104659-21-151340 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-11-16 | OCGN | Zhang Junge | Dir | X - OptEx | $2.82 | +145.5K | 876.9K | +20% | +$410.9K |
| DMI | 2021-12-17 | 2021-11-16 | OCGN | Zhang Junge | Dir | X - OptEx | $0.00 | -145.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | X | A | 143,820 | $2.77 | 875,251 | I By: Gupiao Trust | — | — | |
| 2 | Common | Common Stock | 2021-11-16 | X | A | 1,653 | $7.56 | 876,904 | I By: Gupiao Trust | — | — | |
| 3 | Derivative | Warrants (Right to Buy) | 2021-11-16 | X | D | 1,653 | $0.00 | 0 | I By: Gupiao Trust | $7.56 · 2019-09-27 to 2027-06-17 | 1,653 Common Stock | (F1) This Form 4 is being filed late due to an administrative error. |
| 4 | Derivative | Warrants (Right to Buy) | 2021-11-16 | X | D | 143,820 | $0.00 | 0 | I By: Gupiao Trust | $2.77 · 2019-09-27 to 2026-11-18 | 143,820 Common Stock | (F1) This Form 4 is being filed late due to an administrative error. |