InsiderTrades

Form 4 for COHN Cohen & Co Inc.

Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-20 · accession 0001104659-21-151785 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2021-12-20 2021-12-20 COHN Listman Douglas CAO A - Grant $0.00 +5,000 10.0K +100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $0.01 per share 2021-12-20 A A 5,000 $0.00 10,000 D — — (F1) Mr. Listman was awarded 5,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Restricted Shares on each of January 31, 2023, January 31, 2024 and January 31, 2025.