Form 4 for FLD Fold Holdings, Inc.
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001104659-21-152751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-22 | 2021-12-20 | FLD | Young Bracebridge H Jr | Pres, CEO, Dir | J - Other | — | +20.0K | 20.0K | New | — |
| DMI | 2021-12-22 | 2021-12-20 | FLD | Young Bracebridge H Jr | Pres, CEO, Dir | J - Other | — | +280.0K | 200.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 | 2021-12-20 | J | A | 20,000 | — | 20,000 | I By Emerald ESG Sponsor, LLC | — | — | (F1) The Reporting Person is a member of Emerald ESG Sponsor, LLC ("Sponsor") and Emerald ESG Advisors, LLC ("Advisors"). Sponsor holds Units and Class B Common Stock of the Issuer and Advisors holds Class B Common Stock of the Issuer. (F3) Each Unit consists of one share of the Issuer's Class A Common Stock and one-half of one redeemable warrant, as described under the heading "Description of Securities - Units - Placement Units" in the Issuer's registration statement on Form S-1 (File No. 333-261254). (F2) Allocated to the Reporting Person as a member of each of Sponsor and Advisors, as applicable, in connection with an investment made by the Reporting Person in each of Sponsor and Advisors, as applicable. |
| 2 | Derivative | Class B Common Stock, par value $0.0001 | 2021-12-20 | J | A | 80,000 | — | 80,000 | I By Emerald ESG Sponsor, LLC | — · — to — | 80,000 Class A Common Stock | (F5) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for any other purpose. (F2) Allocated to the Reporting Person as a member of each of Sponsor and Advisors, as applicable, in connection with an investment made by the Reporting Person in each of Sponsor and Advisors, as applicable. (F4) The Class B Common Stock will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the Issuer's charter documents and has no expiration date. |
| 3 | Derivative | Class B Common Stock, par value $0.0001 | 2021-12-20 | J | A | 200,000 | — | 200,000 | I By Emerald ESG Advisors, LLC | — · — to — | 200,000 Class A Common Stock | (F5) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for any other purpose. (F2) Allocated to the Reporting Person as a member of each of Sponsor and Advisors, as applicable, in connection with an investment made by the Reporting Person in each of Sponsor and Advisors, as applicable. (F4) The Class B Common Stock will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the Issuer's charter documents and has no expiration date. |