Form 4 for CF CF Industries
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-21 · accession 0001104659-21-153099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-23 | 2021-12-21+ | CF | Frost Bert A | Sr.VP, Sales, Mkt Dev, Supp Chn | M - OptEx | $32.85 | +110.1K | 88.3K | New | +$3.62M |
| DM | 2021-12-23 | 2021-12-21+ | CF | Frost Bert A | Sr.VP, Sales, Mkt Dev, Supp Chn | S - Sale+OE | $69.22 | -115.1K | 63.3K | -65% | -$7.97M |
| DM | 2021-12-23 | 2021-12-21+ | CF | Frost Bert A | Sr.VP, Sales, Mkt Dev, Supp Chn | M - OptEx | $0.00 | -110.1K | 50.1K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2021-12-21 | M | A | 20,000 | $36.19 | 108,296 | D | — | — | |
| 2 | Common | Common stock, par value $0.01 per share | 2021-12-22 | S | D | 70,080 | $70.00 | 63,296 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.005, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. |
| 3 | Common | Common stock, par value $0.01 per share | 2021-12-22 | M | A | 20,000 | $36.19 | 133,376 | D | — | — | |
| 4 | Common | Common stock, par value $0.01 per share | 2021-12-22 | M | A | 50,080 | $30.95 | 113,376 | D | — | — | |
| 5 | Common | Common stock, par value $0.01 per share | 2021-12-21 | M | A | 20,000 | $30.95 | 88,296 | D | — | — | |
| 6 | Common | Common stock, par value $0.01 per share | 2021-12-21 | S | D | 40,000 | $68.00 | 68,296 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.02, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. |
| 7 | Common | Common stock, par value $0.01 per share | 2021-12-21 | S | D | 5,000 | $68.00 | 63,296 | D | — | — | |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-12-22 | M | D | 20,000 | $0.00 | 26,890 | D | $36.19 · — to 2026-03-03 | 20,000 Common Stock, par value $0.01 per share | (F5) The options vested in three equal installments on March 3, 2017, 2018 and 2019 and expire on March 3, 2026. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-12-22 | M | D | 50,080 | $0.00 | 0 | D | $30.95 · — to 2027-03-03 | 50,080 Common Stock, par value $0.01 per share | (F4) The options vested in three equal installments on March 3, 2018, 2019 and 2020 and expire on March 3, 2027. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-12-21 | M | D | 20,000 | $0.00 | 46,890 | D | $36.19 · — to 2026-03-03 | 20,000 Common Stock, par value $0.01 per share | (F5) The options vested in three equal installments on March 3, 2017, 2018 and 2019 and expire on March 3, 2026. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2021-12-21 | M | D | 20,000 | $0.00 | 50,080 | D | $30.95 · — to 2027-03-03 | 20,000 Common Stock, par value $0.01 per share | (F4) The options vested in three equal installments on March 3, 2018, 2019 and 2020 and expire on March 3, 2027. |