Form 4 for TMC TMC the metals Co Inc.

Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-24 · accession 0001104659-21-153987 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-28	2021-12-24	TMC	Barron Gerard	CEO, Dir	P - Purchase	$2.00	+47.4K	15.09M	+0.3%	+$94.9K
D	2021-12-28	2021-12-24	TMC	Barron Gerard	CEO, Dir	P - Purchase	—	+89.4K	89.4K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2021-12-24	P	A	47,438	$2.00	15,087,940	D	—	—
2	Derivative	Warrants to purchase Common Shares	2021-12-24	P	A	89,394	—	89,394	D	$11.50 · — to —	89,394 Common Shares	(F1) On December 24, 2021, the Reporting Person purchased warrants to purchase 89,394 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in a privately negotiated transaction for an aggregate purchase price of $30,393.96. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the "Business Combination") of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.