Form 4 for GPGI GPGI, Inc.
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-27 · accession 0001104659-21-154394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-29 | 2021-12-27 | GPGI | Basile Donald G | Dir, 10% | M - OptEx | $0.00 | +5.79M | 5.79M | New | $0 |
| DI | 2021-12-29 | 2021-12-27 | GPGI | Basile Donald G | Dir, 10% | M - OptEx | — | -5.79M | 0 | -100% | — |
| DI | 2021-12-29 | 2021-12-27 | GPGI | Basile Donald G | Dir, 10% | A - Grant | — | +10.84M | 10.84M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-27 | M | A | 5,789,000 | $0.00 | 5,789,000 | I See footnote | — | — | (F2) As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| 2 | Derivative | Class B Common Stock | 2021-12-27 | M | D | 5,789,000 | — | 0 | I See footnote | — · — to — | 5,789,000 Class A Common Stock | (F1) On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. (F2) As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| 3 | Derivative | Warrants | 2021-12-27 | A | A | 10,837,400 | — | 10,837,400 | I See footnote | $11.50 · 2022-01-26 to 2026-12-27 | 10,837,400 Class A Common Stock | (F3) Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. (F4) As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |