Form 4 for BOXL Boxlight Corp
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-29 · accession 0001104659-21-154403 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-29 | 2021-12-29 | BOXL | Pope Michael Ross | CEO, Dir | M - OptEx | $0.43 | +133.2K | 1.38M | +11% | +$57.3K |
| D | 2021-12-29 | 2021-12-29 | BOXL | Pope Michael Ross | CEO, Dir | M - OptEx | $0.00 | -195.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2021-12-29 | M | A | 133,153 | $0.43 | 1,378,840 | D | — | — | (F1) Represents number of shares of Class A Common Stock received upon cashless exercise of a warrant held by an entity wholly owned by the Reporting Person. Upon exercise of the warrant, in accordance with a notice of exercise presented to the Issuer, the underlying shares were issued to the Reporting Person. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercise and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. |
| 2 | Derivative | Warrant to Purchase Class A Common Stock | 2021-12-29 | M | D | 195,000 | $0.00 | 0 | D | $0.43 · 2018-06-21 to 2021-12-31 | 195,000 Class A common stock | (F2) On December 29, 2021, an entity wholly owned by the Reporting Person cashlessly exercised a warrant to purchase 195,000 shares of Class A Common Stock at $0.425 per share, receiving a total of 133,153 shares of Class A Common Stock upon exercise. |