Form 4 for CENX CENTURY ALUMINUM CO
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001104659-22-000613 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | CENX | Glencore plc | 10% | C - Cnv Deriv | — | +473.1K | 11.65M | +4% | — |
| D | 2022-01-04 | 2021-12-31 | CENX | Glencore plc | 10% | C - Cnv Deriv | — | -4,731 | 58.5K | -7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | C | A | 473,131 | — | 11,651,704 | D | — | — | (F1) Represents shares of Common Stock acquired upon conversion of 4,731.31 shares of Series A Convertible Preferred Stock on December 31, 2021. (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F3) The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. |
| 2 | Derivative | Series A Convertible Preferred Stock | 2021-12-31 | C | D | 4,731.31 | — | 58,542.43 | D | — · — to — | 473,131 Common Stock | (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F3) The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. |