Form 4 for ANVS Annovis Bio, Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001104659-22-001638 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-05 | 2022-01-04 | ANVS | Hoffman Michael B | Dir, 10% | F - Tax | $19.78 | -6,748 | 1.41M | -0.5% | -$133.5K |
| DM | 2022-01-05 | 2022-01-04 | ANVS | Hoffman Michael B | Dir, 10% | M - OptEx | $3.59 | +37.1K | 1.42M | +3% | +$133.5K |
| D | 2022-01-05 | 2022-01-03 | ANVS | Hoffman Michael B | Dir, 10% | A - Grant | $0.00 | +9,000 | 9,000 | New | $0 |
| DM | 2022-01-05 | 2022-01-04 | ANVS | Hoffman Michael B | Dir, 10% | M - OptEx | $0.00 | -37.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | F | D | 90 | $19.78 | 1,416,283 | D | — | — | (F2) Reflects 90 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $0.25 per share to fund the cashless exercise of 7,142 options. |
| 2 | Common | Common Stock | 2022-01-04 | M | A | 7,142 | $0.25 | 1,416,373 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-04 | F | D | 6,658 | $19.78 | 1,409,231 | D | — | — | (F1) Reflects 6,658 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $4.39 per share to fund the cashless exercise of 30,000 options. |
| 4 | Common | Common Stock | 2022-01-04 | M | A | 30,000 | $4.39 | 1,415,889 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2022-01-03 | A | A | 9,000 | $0.00 | 9,000 | D | $19.78 · — to 2032-01-03 | 9,000 Common Stock | (F3) The stock option shall vest in eight consecutive quarterly installments of 1,125 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024. |
| 6 | Derivative | Stock Option (right to buy) | 2022-01-04 | M | D | 30,000 | $0.00 | 0 | D | $4.39 · 2020-07-01 to 2030-07-01 | 30,000 Common Stock | |
| 7 | Derivative | Stock Option (right to buy) | 2022-01-04 | M | D | 7,142 | $0.00 | 0 | D | $0.25 · 2018-04-06 to 2028-04-06 | 7,142 Common Stock |