InsiderTrades

Form 4 for GPGI GPGI, Inc.

Accepted 2022-01-07 00:00:00 ET · period of report 2021-12-27 · accession 0001104659-22-002296 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2022-01-07 2022-01-05 GPGI Doll Dixon R Jr. 10% P - Purchase $7.57 +3,980 1,300 New +$30.1K
DI 2022-01-07 2021-12-27 GPGI Doll Dixon R Jr. 10% M - OptEx $0.00 +5.79M 5.79M New $0
DI 2022-01-07 2021-12-27 GPGI Doll Dixon R Jr. 10% M - OptEx — -5.79M 0 -100% —
DI 2022-01-07 2021-12-27 GPGI Doll Dixon R Jr. 10% A - Grant — +10.84M 10.84M New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2022-01-05 P A 1,330 $7.64 1,330 I By daughter's trust — — (F4) The reporting person purchased shares of Class A Common Stock on the open market for a trust account for the benefit of his daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
2 Common Class A Common Stock 2022-01-05 P A 1,350 $7.54 1,350 I By son — — (F3) The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
3 Common Class A Common Stock 2022-01-05 P A 1,300 $7.52 1,300 I By daughter — — (F3) The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
4 Common Class A Common Stock 2021-12-27 M A 5,789,000 $0.00 5,789,000 I See footnote — — (F2) As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
5 Derivative Class B Common Stock 2021-12-27 M D 5,789,000 — 0 I See footnote — · — to — 5,789,000 Class A Common Stock (F1) On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. (F2) As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
6 Derivative Warrants 2021-12-27 A A 10,837,400 — 10,837,400 I See footnote $11.50 · 2022-01-26 to 2026-12-27 10,837,400 Class A Common Stock (F5) Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. (F6) As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.