Form 4 for AVGO Broadcom
Accepted 2022-01-11 00:00:00 ET · period of report 2021-12-23 · accession 0001104659-22-003265 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-01-11 | 2021-12-23+ | AVGO | SAMUELI HENRY | Dir | G - Gift | $0.00 | -254.9K | 4.19M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-01-03 | G | D | 22,466 | $0.00 | 4,209,467 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock, $0.001 par value | 2021-12-30 | G | D | 39,237 | $0.00 | 4,231,933 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock, $0.001 par value | 2021-12-29 | G | D | 43,850 | $0.00 | 4,271,170 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock, $0.001 par value | 2021-12-28 | G | D | 40,970 | $0.00 | 4,315,020 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock, $0.001 par value | 2021-12-27 | G | D | 44,249 | $0.00 | 4,355,990 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 6 | Common | Common Stock, $0.001 par value | 2021-12-23 | G | D | 44,245 | $0.00 | 4,400,239 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 7 | Common | Common Stock, $0.001 par value | 2022-01-04 | G | D | 19,859 | $0.00 | 4,189,608 | I See Footnote | — | — | (F2) Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |